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FINRA Awards for Stewart Lampert

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0325310/15/2019Claimant(s): David Beach
Claimant Lawyers(s): David Martin Beach
Respondent(s): Stewart Lampert, Lampert Capital Markets Inc.
Respondent Lawyers(s): Stewart Randy Lampert
Arbitrator(s): Julian F. Santos, Sandra J. Mullings, Kathleen Cawley
Hearing Site: New York, NY
15-0245908/30/2017Claimant(s): Andrew Reynolds, Jeremy Andres, Mark Nauman
Claimant Lawyers(s): Nikolas S. Komyati
Respondent(s): Stewart Lampert, Lampert Capital Markets Inc.
Respondent Lawyers(s): S. Randy Lampert
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
13-0171007/11/2014Claimant(s): Lutun Niu-Lyon
Claimant Lawyers(s): Mark H. Lyon
Respondent(s): Averell Satloff, Eric Schweitzer, Marc Drimer, Stewart Lampert, Lampert Capital Markets Inc.
Respondent Lawyers(s): Adam N. Love, Harry W. Lipman
Arbitrator(s): Annette B. Meyers
Hearing Site: New York, NY
12-0325208/23/2013Claimant(s): Stewart Lampert
Claimant Lawyers(s): Stewart R. Lampert
Respondent(s): Morgan Joseph Triartisan LLC
Respondent Lawyers(s): Thalia Cody
Arbitrator(s): David S. Paul, Alice Holly Oshins, Robert Elliot Harrison
Hearing Site: New York, NY

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