Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00814 | 06/03/2024 | Claimant(s): Sherry Lautares Claimant Lawyers(s): Charles O'Rourke Respondent(s): Morgan Stanley, Mark Rosenberg Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): Gerald H. Grayson, Sonja Shuford, Alisa Matire Hearing Site: Boca Raton, FL |  | $0 |
| 18-01303 | 03/19/2019 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | ||
| 18-00713 | 02/14/2019 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group, CIBC World Markets Corp. Respondent Lawyers(s): Alan S. Brodherson, Elizabeth Rose Aylett Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 18-00765 | 01/04/2019 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 18-00741 | 10/18/2018 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Nikolas S. Komyati Arbitrator(s): Robert H. Putnam Hearing Site: Atlanta, GA |