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FINRA Awards for Kevin T. Duffy

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0141103/01/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Vince Glenn
Respondent Lawyers(s): Kevin T. Duffy
Arbitrator(s): John Carl Cirincion, Mary Julia O'Connell, Albert Rizzo
Hearing Site: New York, NY

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