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FINRA Awards for IFS Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0109702/13/2020Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): Alexys Mckenzie, Janet Bentley-Ewers, Joquinn Sadler, Raymond, James & Associates., IFS Securities
Respondent Lawyers(s): Brandy N. Pikus, Richard E. Brodsky
Arbitrator(s): Steven R. Bralove, Joyce A. Mitchell, Barbara Hill Bink
Hearing Site: Washington, DC
Checkmark IconDismissed by Rule 12206/12504
18-0112711/14/2018Claimant(s): Jared Friedman
Claimant Lawyers(s): Jared Scott Friedman
Respondent(s): IFS Securities
Respondent Lawyers(s): J. Thomas Sadler
Arbitrator(s): Catherine Stewart, Stanley M. Lenkowicz, Sylvia Kaminsky
Hearing Site: Newark, NJ

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