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FINRA Awards for Joquinn Sadler

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0109702/13/2020Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): Alexys Mckenzie, Janet Bentley-Ewers, Joquinn Sadler, Raymond, James & Associates., IFS Securities
Respondent Lawyers(s): Brandy N. Pikus, Richard E. Brodsky
Arbitrator(s): Steven R. Bralove, Joyce A. Mitchell, Barbara Hill Bink
Hearing Site: Washington, DC
Checkmark IconDismissed by Rule 12206/12504

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