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FINRA Awards for Roger Monteforte

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0271308/19/2021Claimant(s): Roger Monteforte
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Brauer & Associates., Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Gerald Brauer, Peter Bon Viso
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
16-0011001/23/2017Claimant(s): National Securities Corporation, Roger Monteforte
Claimant Lawyers(s): Timothy Feil
Respondent(s): Michael Genovese
Respondent Lawyers(s): Michael Genovese
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
14-0149605/18/2015Claimant(s): National Securities Corporation, Roger Monteforte
Claimant Lawyers(s): Timothy Feil
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Denise L. Quarles
Hearing Site: New York, NY

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