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FINRA Awards for Ryan Faley

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0323008/01/2022Claimant(s): Ryan Faley
Claimant Lawyers(s): William M. Dailey
Respondent(s): LPL Financial LLC, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Jon Kaplon, Peter Bon Viso
Arbitrator(s): Serge Krimnus
Hearing Site: New York, NY

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