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FINRA Awards for Caron L. Alberts

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0055010/15/2012Claimant(s): Alessandra Rosenfeld
Claimant Lawyers(s): Alessandra Rosenfeld
Respondent(s): Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Caron L. Alberts
Arbitrator(s): Irwin Kahn, David Finnegan, Thomas Naylor
Hearing Site: New York, NY

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