| 10-04487 | 08/17/2011 | Claimant(s): John Sullivan
Claimant Lawyers(s): John F. Sullivan
Respondent(s): Andrew Kistler, Anthony Juliano, Christopher Zelesnick, Ameriprise Advisor Services., Douglas Aldridge, Frank Teodosio, Ameriprise Financial Services., Joan Cohen, Kathleen Dedenbach, Michael Barrella
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Alfred P. Reeves, Steven Ira Weinberger, Ellen J. Abrams
Hearing Site: Boca Raton, FL
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| 07-00169 | 01/06/2009 | Claimant(s): Donald Scott
Claimant Lawyers(s): Stuart Reed
Respondent(s): Jeffrey Ramson, KAL Trading
Respondent Lawyers(s): Jeffrey Ramson, Robert Bertsch
Arbitrator(s): Nancy J. Cliff, Alfred P. Reeves, Marie G. Peterson
Hearing Site: Boca Raton, FL
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| 05-05320 | 07/25/2008 | Claimant(s): David Levy
Claimant Lawyers(s): David B. Bernfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Alfred P. Reeves, Larry W. Befeler, Mitchell Jay Bayer
Hearing Site: New York, NY
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