| 21-02603 | 02/16/2023 | Claimant(s): Estate of Gloria Elizondo Altamirano
Claimant Lawyers(s): Robert H. Rex
Respondent(s): LPL Financial LLC, Jose Cruz
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Brian James Tagtmeier, Stephen Andrew McCarthy, John Donahue Sullivan
Hearing Site: Houston, TX
|  | Expungement |
| 10-04487 | 08/17/2011 | Claimant(s): John Sullivan
Claimant Lawyers(s): John F. Sullivan
Respondent(s): Andrew Kistler, Anthony Juliano, Christopher Zelesnick, Ameriprise Advisor Services., Douglas Aldridge, Frank Teodosio, Ameriprise Financial Services., Joan Cohen, Kathleen Dedenbach, Michael Barrella
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Alfred P. Reeves, Steven Ira Weinberger, Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | |
| 09-00854 | 01/28/2010 | Claimant(s): Geraldine Kolikow Ttee F/B/O Kolikow Tr
Claimant Lawyers(s): Carlos H. Gamez
Respondent(s): John Sullivan, H&R Block Financial Advisors.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Elena G. Rodriguez, George H. Rausch, James Conrad Sankpill
Hearing Site: Miami, FL
| | Expungement |
