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FINRA Awards for Carlos H. Gamez

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0399905/20/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Evaldo Guillama
Respondent Lawyers(s): Carlos H. Gamez
Arbitrator(s): Richard S. Zaifert, Kimberly A. Gilmour
Hearing Site: Miami, FL
09-0085401/28/2010Claimant(s): Geraldine Kolikow Ttee F/B/O Kolikow Tr
Claimant Lawyers(s): Carlos H. Gamez
Respondent(s): John Sullivan, H&R Block Financial Advisors.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Elena G. Rodriguez, George H. Rausch, James Conrad Sankpill
Hearing Site: Miami, FL
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