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FINRA Awards for Andrew Kistler

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0448708/17/2011Claimant(s): John Sullivan
Claimant Lawyers(s): John F. Sullivan
Respondent(s): Andrew Kistler, Anthony Juliano, Christopher Zelesnick, Ameriprise Advisor Services., Douglas Aldridge, Frank Teodosio, Ameriprise Financial Services., Joan Cohen, Kathleen Dedenbach, Michael Barrella
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Alfred P. Reeves, Steven Ira Weinberger, Ellen J. Abrams
Hearing Site: Boca Raton, FL
08-0277603/19/2010Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Andrew Kistler, Brian Ainge, Charles Chambers
Respondent Lawyers(s): Edward Walton, Jody A. Rosen
Arbitrator(s): Caryl S. Bernstein, Baunita M. Greer, Karen L. Crump-Wilson
Hearing Site: Washington, DC

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