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FINRA Awards for Kenneth Thom

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0262311/18/2010Claimant(s): Kevin Holloway, Shyamala Holloway
Claimant Lawyers(s): Kevin Holloway
Respondent(s): Kenneth Thom, Kevin Burr
Respondent Lawyers(s): Kenneth Thom, Kevin Richard Burr
Arbitrator(s): James J. Fishman, Kinchen C. Bizzell, Paul Weinberg
Hearing Site: New York, NY
Checkmark Icon$38,902
08-0320506/30/2009Claimant(s): Jaime Diaz, Worldwide Wealth Management Corp.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Kenneth Thom
Respondent Lawyers(s): Kenneth Thom
Arbitrator(s): David Denison
Hearing Site: New York, NY

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