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FINRA Awards for David Rosenblum Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0349108/29/2018Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Travis Chapin
Respondent(s): Michael Mawby
Respondent Lawyers(s): Steve Wasserman
Arbitrator(s): Tracy L. Allen, Stephen M. Bales, David Rosenblum Cohen
Hearing Site: Cleveland, OH
15-0200612/01/2017Claimant(s): Matt Summerville
Claimant Lawyers(s): James W. Halter
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jeffrey M. Bain, David M. Panko, David Rosenblum Cohen
Hearing Site: Cleveland, OH

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