FINRA Awards for John Hartman

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-02883	07/12/2010	Claimant(s): Claimant Lawyers(s): Respondent(s): Keybanc Capital Markets Inc., John Hartman Respondent Lawyers(s): John Hartman, Wm. Joseph Baker Arbitrator(s): Ellen Holland Keller, I. Bernard Trombetta, Marianne L. Simpson Hearing Site: Cleveland, OH		Settlement
07-00074	07/03/2008	Claimant(s): Daryl Scheaffer, Jane Specketer, John Hartman, Leslie Davis, Linda Scheaffer, Paul Prymak, Ritchie Smith, Tedd Sabus, Anthony J. and Patricia A. Pisani, Christopher D. and Sandra M. Olson, Darrel W. and Vera J. Longley, Daryl and Linda Scheaffer, John and Lillian Prymak, Preston and Sheila Smith, Richard Brice & Paula Higgens-Brice, Robert and Brenda Daley, Robert and Evelyn Toro, Robert and Velva Weston, William E. and Toni A. Brock, Rev. Living Trust of Sammy J. Martinez Claimant Lawyers(s): William R. Fishman Respondent(s): Mutual Service Corporation, Contemporary Financial Solutions Respondent Lawyers(s): Craig Bockman Arbitrator(s): Susan M. Thevenet, Deanna M. Tuley, Patti Fellows Peters Hearing Site: Denver, CO		$919,740