Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00944 | 01/02/2013 | Claimant(s): George Katsikas, Scott Katsikas Claimant Lawyers(s): Eric S. Zell Respondent(s): Peter Peterson, Aspen Capital Partners, Pointe Atlantic. Respondent Lawyers(s): Company President, Peter M. Peterson, Sandra Ann Sutter Arbitrator(s): Thomas C. Wagner, I. Bernard Trombetta, Shelly A. Goering Hearing Site: Cleveland, OH |  | $433,450 |
| 08-01631 | 08/18/2010 | Claimant(s): Andrew Sims, Mark Sims, Patricia Sims Claimant Lawyers(s): Christopher M. DeVito Respondent(s): Wachovia Securities Respondent Lawyers(s): Alan Rafterman Arbitrator(s): Jeffrey M. Bain, Richard S. Hines, Shelly A. Goering Hearing Site: Cleveland, OH | | $0 |
| 08-05028 | 04/30/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kenneth Boyd Respondent Lawyers(s): Dennis J. Concilla Arbitrator(s): Earl Williams, Howard A. Slater, MBA, CFP, ChFC, Shelly A. Goering Hearing Site: Cleveland, OH |