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FINRA Awards for Richard Whalen

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0082812/07/2022Claimant(s): Richard Whalen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Carrington Investment Services
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY

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