| 14-03320 | 04/01/2015 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): James Perry
Respondent Lawyers(s): James P. Perry
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
| | |
| 12-01543 | 09/25/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): Saul Montes-Bradley
Respondent Lawyers(s): Saul M. Montes-Bradley
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
| | |
| 08-02858 | 03/02/2010 | Claimant(s): Ken Sirls
Claimant Lawyers(s): Paul A. Lax
Respondent(s): Wachovia Securities, Mark Schneider, Randall Hunt
Respondent Lawyers(s): Pete S. Michaels, Stephen Young
Arbitrator(s): Robert B. Hansohn, Ivan Claman, Allan H. Colman
Hearing Site: Los Angeles, CA
|  | $0 |
| 08-00836 | 02/04/2010 | Claimant(s): John Ligums, Mark Leventhal, Jelco.
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): Donald Wojnowski, Empire Financial Group., JESUP & LAMONT SECURITIES CORP, Penson Financial Services.
Respondent Lawyers(s): Christina Tsesmelis, Maureen A. Ryan, Todd A. Zuckerbrod
Arbitrator(s): Howard I. Wilgoren, Jeffrey P. Petrucelly, Maxwell J. Mahoney
Hearing Site: Boston, MA
| | $0 |
