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FINRA Awards for Ivan Claman

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0285803/02/2010Claimant(s): Ken Sirls
Claimant Lawyers(s): Paul A. Lax
Respondent(s): Wachovia Securities, Mark Schneider, Randall Hunt
Respondent Lawyers(s): Pete S. Michaels, Stephen Young
Arbitrator(s): Robert B. Hansohn, Ivan Claman, Allan H. Colman
Hearing Site: Los Angeles, CA
Checkmark Icon$0
06-0520203/06/2008Claimant(s): David Hubert
Claimant Lawyers(s): Fred Rucker
Respondent(s): Donald Kellen, J.P. Morgan Securities
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Edwin C. Shiver, Ivan Claman, Elizabeth Anne Moreno
Hearing Site: Los Angeles, CA
Checkmark Icon$0
06-0341608/17/2007Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Alan Wise
Respondent Lawyers(s): Alan K. Wise
Arbitrator(s): Larry Haugaard, James P. Murphy, Ivan Claman
Hearing Site: Los Angeles, CA

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