Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03513 | 02/23/2021 | Claimant(s): David Ball, Misako Ball, Sally Ball Claimant Lawyers(s): Richard B. Fosher Respondent(s): Sunset Financial Services. Respondent Lawyers(s): John Shaw Arbitrator(s): Leah Murray Albert, Joan M. Esserman, David E. Crawford Hearing Site: St. Louis, MO |  | $418,994 |
| 13-02180 | 10/20/2014 | Claimant(s): John Shaw Claimant Lawyers(s): John M. Shaw Respondent(s): Brad Hindman, Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Frank C. Fogl Hearing Site: Pittsburgh, PA | | $0 |
| 08-04790 | 09/15/2009 | Claimant(s): Charles E. Solak 401K Profit Sharing Pla Claimant Lawyers(s): Charles E. Solak Respondent(s): Jeffrey Parr, John Shaw, Thomas Weisel Partners LLC Respondent Lawyers(s): Gilbert R. Serota Arbitrator(s): Charles Hoffman, Robert J. Saex, Michael S. Kozlow Hearing Site: Ft. Lauderdale, FL | | $0 |