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FINRA Awards for Susan K. Roach

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0088203/01/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Daniel Henrichs
Respondent Lawyers(s): Susan K. Roach
Arbitrator(s): Gerald Cohen, Sean Patrick Abernathy, David B. Lacks
Hearing Site: St. Louis, MO

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