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FINRA Awards for Mark Kaplowitz

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0448111/06/2013Claimant(s): Philip Evans
Claimant Lawyers(s): Phillip Evans
Respondent(s): Jeffrey Rachlin, Mark Kaplowitz, Alternative Wealth Strategies.
Respondent Lawyers(s): Jeffrey Rachlin, Louis H. Miron, Mark Kaplowitz
Arbitrator(s): Joan M. Traub, Ariel Berschadsky, Paul G. Garjian
Hearing Site: Newark, NJ
Checkmark Icon$135,000

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