22-00665 | 03/02/2023 | Claimant(s): Timothy Cunningham Claimant Lawyers(s): Timothy J. Cunningham Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Mary Mackey, Louis Anthony Napoli, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
| | $0 |
20-02256 | 06/24/2021 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Garry T. Stevens Respondent(s): John Marty Respondent Lawyers(s): John Eugene Marty Arbitrator(s): Elmo E. Wedderburn, Mary Margaret Bush, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
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19-01119 | 02/20/2020 | Claimant(s): Michael Nalewaja Claimant Lawyers(s): Michael Terry Nalewaja Respondent(s): TD Ameritrade. Respondent Lawyers(s): John Stewart Arbitrator(s): Helen Marinak Blohm, Robert Sachs Mandelson, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
| | $0 |
17-02146 | 08/06/2019 | Claimant(s): Richard McCollam Claimant Lawyers(s): Paul W. Thomas Respondent(s): Mary Price Respondent Lawyers(s): Mary Kathryne Price Arbitrator(s): Frank R Weaver, Peter H. Daly, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
| | Expungement |
16-01842 | 12/19/2017 | Claimant(s): David Bennette Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Eric M. Steinert Arbitrator(s): Elmo E. Wedderburn, Michael Lancaster Garcia, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
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12-02430 | 01/23/2013 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Karl Townsend, Karen Fann Townsend Trust Respondent Lawyers(s): Thomas D. Mauriello Arbitrator(s): Sterling N. Frost, James R. Dickson, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
| | Expungement |
10-05267 | 06/28/2012 | Claimant(s): Stacie Stallsworth-Bassi Claimant Lawyers(s): Stacie Stallsworth-Bassi Respondent(s): Jeffery Graumlich, Sigma Financial Corporation Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Alexandra M. Linden, Paul D. Gutierrez, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
| | Expungement |