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FINRA Awards for William Financial Advisors

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0203104/02/2018Claimant(s): Loyd Guinn, Sandra Guinn
Claimant Lawyers(s): Steven G. Durio
Respondent(s): LPL Financial LLC, Steven Darden, William Financial Advisors
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Jeff Abrams, Ashley Lucile Belleau, Mark A. Myers
Hearing Site: New Orleans, LA
Checkmark IconExpungement

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