| 20-02468 | 05/06/2022 | Claimant(s): Janice Compton
Claimant Lawyers(s): Niel Prosser
Respondent(s): Thomas Buck
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Ian S. Greig, Mollie Wagner Neal, Gary E. Marcus
Hearing Site: Memphis, TN
|  | $5,216,020 |
| 19-01296 | 08/12/2021 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Ronald Behymer
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Kenneth R. Starr, Chirag Dinesh Chauhan, Robert Stewart Barney
Hearing Site: Memphis, TN
| | |
| 17-03439 | 01/18/2019 | Claimant(s): Mike Snow, Nita Snow
Claimant Lawyers(s): Niel Prosser
Respondent(s): Larry Boggs, American Retirement Solutions of Louisia, First Allied Advisory Services., First Allied Securities.
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Denise Morris Hammond, Irwin Venick, James Raybeck
Hearing Site: Nashville, TN
| | $1,488,750 |
| 16-00450 | 08/31/2017 | Claimant(s): Prospera Financial Services.
Claimant Lawyers(s): Niel Prosser
Respondent(s): Alan Luttman
Respondent Lawyers(s): Donald R. McNeil
Arbitrator(s): David Evans Rosedahl, Kevin D. Hofman, Frederick Ramos
Hearing Site: Minneapolis, MN
| | |
| 13-00872 | 10/29/2013 | Claimant(s): Loresa C. Bell, IRA
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Paul D. Gutierrez
Hearing Site: New Orleans, LA
| | $20,659 |
| 13-00871 | 10/22/2013 | Claimant(s): Walter Bell
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Robert Dean McKinley
Hearing Site: Jackson, MS
| | $0 |
| 11-04320 | 06/22/2012 | Claimant(s): Stephen M. & Jeanine J. Mordecai
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Birmingham, AL
| | $0 |
