| 13-00872 | 10/29/2013 | Claimant(s): Loresa C. Bell, IRA
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Paul D. Gutierrez
Hearing Site: New Orleans, LA
|  | $20,659 |
| 12-01631 | 01/31/2013 | Claimant(s): Daniel Mytels
Claimant Lawyers(s): Daniel R. Mytels
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Paul D. Gutierrez
Hearing Site: San Francisco, CA
| | $0 |
| 12-00507 | 01/14/2013 | Claimant(s): Joanne Johannsen, The Johannsen Family Survivors Trust dtd, The Johannsen Family Trust dtd 10/18/88
Claimant Lawyers(s): David L. Price
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc., Morgan Stanley Credit Corporation, Morgan Stanley Home Loans, Morgan Stanley Smith Barney Global Impac
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Paul D. Gutierrez, Roslyn Terri Mandel, Martin Joel Fassler
Hearing Site: San Francisco, CA
| | $299,200 |
| 10-01794 | 01/13/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Paul Hitchcock
Respondent Lawyers(s): Paul Gerard Hitchcock
Arbitrator(s): Paul D. Gutierrez
Hearing Site: San Francisco, CA
| | |
| 08-03552 | 12/23/2009 | Claimant(s): G. Menyharth
Claimant Lawyers(s): G. Paul Menyharth
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Paul D. Gutierrez
Hearing Site: San Francisco, CA
| | $0 |
| 07-01411 | 06/02/2009 | Claimant(s): Steven Wierzba
Claimant Lawyers(s): Steven Wierzba
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Ferdinand Schoch, Thomas H. O'Connor, Paul D. Gutierrez
Hearing Site: San Francisco, CA
| | $0 |
| 07-03191 | 04/16/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Tony Cheng
Respondent Lawyers(s): Tony Cheng
Arbitrator(s): Paul D. Gutierrez
Hearing Site: San Francisco, CA
| | $0 |
| 07-00344 | 09/25/2007 | Claimant(s): Cherie Stokes
Claimant Lawyers(s): Cherie A. Stokes
Respondent(s): Howe Barnes Hoefer & Arnett.
Respondent Lawyers(s): Matthew C. Boba
Arbitrator(s): Paul D. Gutierrez
Hearing Site: San Francisco, CA
| | |
