| 12-00507 | 01/14/2013 | Claimant(s): Joanne Johannsen, The Johannsen Family Survivors Trust dtd, The Johannsen Family Trust dtd 10/18/88
Claimant Lawyers(s): David L. Price
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc., Morgan Stanley Credit Corporation, Morgan Stanley Home Loans, Morgan Stanley Smith Barney Global Impac
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Paul D. Gutierrez, Roslyn Terri Mandel, Martin Joel Fassler
Hearing Site: San Francisco, CA
|  | $299,200 |
| 10-00724 | 10/19/2012 | Claimant(s): Lee Linden
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Martin M. Van Luven, Sylvia D. Stiller, Kenneth Steven Halpern
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-03910 | 08/15/2011 | Claimant(s): Dorothy Rapp, Seymour Rapp, Seymour L. Rapp Trust
Claimant Lawyers(s): Joel H. Kaufman
Respondent(s): Dominic Nieto, Morgan Stanley & Co.
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Anthony J. Bove, Lee Hornberger, Carl E. Ver Beek
Hearing Site: Detroit, MI
| | $0 |
| 10-04015 | 01/21/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): August "Jamie" H. Schupp
Respondent(s): Peter Jelstrom
Respondent Lawyers(s): Peter Lindsay Jelstrom
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | |
| 08-04083 | 08/12/2009 | Claimant(s): Thomas Maoli
Claimant Lawyers(s): Thomas M. Knepper
Respondent(s): Morgan Stanley & Co., Marc Eisner
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Craig Scott Bartlett, Marilyn Chin, Michael F. Greco
Hearing Site: Newark, NJ
| | $174,464 |
