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FINRA Awards for Martin Joel Fassler

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0221707/23/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): William P. Wallenstein
Respondent(s): Eric DeMarcus, William Yates
Respondent Lawyers(s): Eric DeMarcus, William P. Wallenstein
Arbitrator(s): Edwin C. Shiver, Gerald Joseph Wilfley, Martin Joel Fassler
Hearing Site: San Francisco, CA
12-0050701/14/2013Claimant(s): Joanne Johannsen, The Johannsen Family Survivors Trust dtd, The Johannsen Family Trust dtd 10/18/88
Claimant Lawyers(s): David L. Price
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc., Morgan Stanley Credit Corporation, Morgan Stanley Home Loans, Morgan Stanley Smith Barney Global Impac
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Paul D. Gutierrez, Roslyn Terri Mandel, Martin Joel Fassler
Hearing Site: San Francisco, CA
Checkmark Icon$299,200

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