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FINRA Awards for Kenneth Steven Halpern

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0252507/29/2013Claimant(s): Estate of Andrew R. Piergeorge, Andrew R. Piergeorge Rev. Living Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Ilisa J. Smukler, Myron E. Levenson, Kenneth Steven Halpern
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
10-0072410/19/2012Claimant(s): Lee Linden
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Martin M. Van Luven, Sylvia D. Stiller, Kenneth Steven Halpern
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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