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FINRA Awards for Darrell A. Hillis

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0011405/19/2022Claimant(s): David C. Rentschler and Karen Ann
Claimant Lawyers(s): David Vermont
Respondent(s): Stephano Marino
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): Darrell A. Hillis, Lita S Menkin, Douglas Charles Weinstein
Hearing Site: Nashville, TN
Checkmark IconDismissed by Rule 12212/12511
19-0278702/04/2022Claimant(s): Kent Lovelace
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Pratul Agnihotri, Aegis Capital Corp.
Respondent Lawyers(s): Sameer Rastogi, Timothy Feil
Arbitrator(s): Darrell A. Hillis, Stuart K. Furman, Richard William Wise
Hearing Site: Jackson, MS
Checkmark Icon$0
16-0317312/05/2017Claimant(s): Mary Lee
Claimant Lawyers(s): David P Coates
Respondent(s): Larry George, AXA Advisors, William Evans
Respondent Lawyers(s): Connie M. Anderson, Hector D. Geribon
Arbitrator(s): Michael J. Ahlstrom, Darrell A. Hillis, Harry G. Mason
Hearing Site: Nashville, TN
Checkmark IconDismissed by Rule (12200/12201)
11-0101406/14/2013Claimant(s): Albert Haynesworth
Claimant Lawyers(s): Philip N. Elbert
Respondent(s): Citigroup Global Markets., John Verble
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Jeffrey M. Bain, Darrell A. Hillis, D. Bruce Shine
Hearing Site: Nashville, TN
Checkmark Icon$390,000

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