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FINRA Awards for Larry George

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0317312/05/2017Claimant(s): Mary Lee
Claimant Lawyers(s): David P Coates
Respondent(s): Larry George, AXA Advisors, William Evans
Respondent Lawyers(s): Connie M. Anderson, Hector D. Geribon
Arbitrator(s): Michael J. Ahlstrom, Darrell A. Hillis, Harry G. Mason
Hearing Site: Nashville, TN
Checkmark IconDismissed by Rule (12200/12201)

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