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FINRA Awards for Jeffrey Graunke

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0318001/12/2018Claimant(s): Diane Helbling, Heather Abdullah-Robinson
Claimant Lawyers(s): Diane Helbling
Respondent(s): Brian Hentz, Dennis Kinzer, Morgan Stanley, Jeffrey Graunke, Pershing LLC, National Planning Corporation
Respondent Lawyers(s): Benjamin J. Biard, Christopher M. Sacco, Jane L. Myers
Arbitrator(s): Ronald P. Wertheim, Patrick R. Westerkamp, Leo J. Karwejna
Hearing Site: Philadelphia, PA
Checkmark Icon$0
13-0143607/30/2014Claimant(s): David Hamaker, Ruth Hamaker
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Jeffrey Graunke, Securities America.
Respondent Lawyers(s): Benjamin J. Biard, Elaine M. Rice
Arbitrator(s): Robert J. Walter
Hearing Site: Orlando, FL
Checkmark IconExpungement

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