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FINRA Awards for Robert J. Walter

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0143607/30/2014Claimant(s): David Hamaker, Ruth Hamaker
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Jeffrey Graunke, Securities America.
Respondent Lawyers(s): Benjamin J. Biard, Elaine M. Rice
Arbitrator(s): Robert J. Walter
Hearing Site: Orlando, FL
Checkmark IconExpungement
11-0242306/22/2012Claimant(s): Thomas Symonds, Thomas B Symonds, TTEE
Claimant Lawyers(s): Thomas B Symonds
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Robert J. Walter
Hearing Site: Orlando, FL
Checkmark Icon$575

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