Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00432 | 08/07/2023 | Claimant(s): Peter Klein Claimant Lawyers(s): David I. Hantman Respondent(s): Hightower Securities Respondent Lawyers(s): Paul Wascher Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY | ||
| 19-00353 | 11/13/2019 | Claimant(s): Peter Klein Claimant Lawyers(s): David J. Butler Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard W. Cutler, Howard D. Jacob, Emily M. Altman Hearing Site: New York, NY | ||
| 16-02884 | 08/10/2017 | Claimant(s): Peter Klein Claimant Lawyers(s): Keith L. Griffin Respondent(s): Rothschild Investment Corporation Respondent Lawyers(s): James B. Koch Arbitrator(s): Joseph V. Simeri Hearing Site: Chicago, IL | ||
| 15-01778 | 05/06/2016 | Claimant(s): Peter Klein Claimant Lawyers(s): David J. Butler Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Edward Baer, William G. Binckes, Howard L. Sobel Hearing Site: New York, NY |