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FINRA Awards for Rothschild Investment Corporation

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0288408/10/2017Claimant(s): Peter Klein
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Rothschild Investment Corporation
Respondent Lawyers(s): James B. Koch
Arbitrator(s): Joseph V. Simeri
Hearing Site: Chicago, IL

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