| 13-03517 | 11/19/2015 | Claimant(s): Adam Frisch
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Clarence Smith, Alexandra L. Dunaif, James I. Berliner
Hearing Site: New York, NY
| | |
| 15-00563 | 11/12/2015 | Claimant(s): Blackbook Capital LLC
Claimant Lawyers(s): Franklin Ogele
Respondent(s): Thomas Tedeschi
Respondent Lawyers(s): Thomas John Tedeschi
Arbitrator(s): Alexandra L. Dunaif
Hearing Site: New York, NY
| | |
| 14-02386 | 04/22/2015 | Claimant(s): Scott Ufford
Claimant Lawyers(s): Scott Ufford
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan Lamberti
Arbitrator(s): Alexandra L. Dunaif
Hearing Site: New York, NY
|  | $25 |
| 13-03663 | 04/07/2015 | Claimant(s): Antonino Arconte
Claimant Lawyers(s): Kenneth J. Anand
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Alexandra L. Dunaif, George E. Berkeley, Joseph I. Liebman
Hearing Site: New York, NY
| | $34,213 |
| 14-00946 | 03/05/2015 | Claimant(s): Radion Medvedovskiy
Claimant Lawyers(s): David E. Robbins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Alexandra L. Dunaif, Anna Lascar, Emily M. Altman
Hearing Site: New York, NY
| | |
| 13-03364 | 12/22/2014 | Claimant(s): Richard Brooks
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Alexandra L. Dunaif, Arthur M. Handler, David J. Weisenfeld
Hearing Site: New York, NY
| | $0 |
