FINRA Awards for George E. Berkeley

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03663	04/07/2015	Claimant(s): Antonino Arconte Claimant Lawyers(s): Kenneth J. Anand Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Alexandra L. Dunaif, George E. Berkeley, Joseph I. Liebman Hearing Site: New York, NY		$34,213
09-02178	07/14/2011	Claimant(s): Patrick Zilkha Claimant Lawyers(s): Paul A. Lanni Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Labanca, Ted Candella Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Richard S. Peskin, Raymond Nardo, George E. Berkeley Hearing Site: New York, NY		Expungement
08-04451	10/14/2009	Claimant(s): Phyllis Andriani, PhylissAndriani TTEE Non-Marital Trusts, TTEE of the Martial Tr Claimant Lawyers(s): Jacob Zamansky Respondent(s): Wachovia Securities, Morgan Stanley & Co. Respondent Lawyers(s): Alan S. Rafterman, Susan Poder MacFarlane Arbitrator(s): James M. Baumann, Keely D. Parr, George E. Berkeley Hearing Site: New York, NY		$0