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FINRA Awards for David Sorokoff

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0064304/03/2024Claimant(s): Alban Wilson
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Ron Itin, Shaun Grimaldi, E1 Asset Management.
Respondent Lawyers(s): Jonathan Uretsky
Arbitrator(s): David Sorokoff, Albert Rizzo, Kevin Marcus-Kanesaka
Hearing Site: New York, NY
Checkmark Icon$2,611,670
22-0231803/22/2023Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Rabinowitz
Respondent(s): Tariq Sales
Respondent Lawyers(s): Tariq Muhammed Sales
Arbitrator(s): David Sorokoff
Hearing Site: New York, NY
22-0155503/16/2023Claimant(s): Jeffrey Weiner
Claimant Lawyers(s): Brian Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): David Sorokoff, Clive I. Morrick, Andrew Robert Kosloff
Hearing Site: New York, NY
20-0010708/29/2022Claimant(s): Christina and Erik Elwell
Claimant Lawyers(s): Joshua Solomon
Respondent(s): Daniel Pimental, Raymond James Financial Services.
Respondent Lawyers(s): George D. Sullivan, Matthew N. Kane
Arbitrator(s): David Sorokoff, Ronald Harris Kisner, Usher Thomasson Winslett
Hearing Site: New York, NY
Checkmark Icon$67,917

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