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FINRA Awards for Albert Rizzo

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0184011/21/2024Claimant(s): Carmine Vano, Mary Vano
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): James Mariani, Michael Fasciglione
Respondent Lawyers(s): James J. Mariani, Michael Fasciglione
Arbitrator(s): Alfreida B. Kenny, Albert Rizzo, Lisa Renee Pomerantz
Hearing Site: New York, NY
Checkmark Icon$19,516
23-0068605/09/2024Claimant(s): Mark Sullivan, Richard Dellarusso
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
23-0064304/03/2024Claimant(s): Alban Wilson
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Ron Itin, Shaun Grimaldi, E1 Asset Management.
Respondent Lawyers(s): Jonathan Uretsky
Arbitrator(s): David Sorokoff, Albert Rizzo, Kevin Marcus-Kanesaka
Hearing Site: New York, NY
Checkmark Icon$2,611,670

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