Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00686 | 05/09/2024 | Claimant(s): Mark Sullivan, Richard Dellarusso Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Albert Rizzo Hearing Site: New York, NY | ||
| 17-01406 | 11/14/2019 | Claimant(s): Mark Sullivan, Richard Dellarusso Claimant Lawyers(s): Robert R. Miller Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Stephen M. Kramarsky Arbitrator(s): Mary Lou McGanney, Robert E. Anderson, Jay F. Frascella Hearing Site: New York, NY | ||
| 10-04533 | 01/13/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Daniel Derechin Respondent(s): Mark Sullivan Respondent Lawyers(s): Jeffrey C. Pepin Arbitrator(s): Marilyn J. Salzman Hearing Site: Boca Raton, FL |