| 10-04533 | 01/13/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Daniel Derechin
Respondent(s): Mark Sullivan
Respondent Lawyers(s): Jeffrey C. Pepin
Arbitrator(s): Marilyn J. Salzman
Hearing Site: Boca Raton, FL
| | |
| 10-05005 | 05/27/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Richard Coale
Respondent Lawyers(s): Richard L. Coale
Arbitrator(s): Marilyn J. Salzman
Hearing Site: Philadelphia, PA
| | |
| 08-00903 | 04/22/2010 | Claimant(s): Judith Zenowich
Claimant Lawyers(s): Pearl Zuchlewski
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Diane Getzler, C. Sidney Lester, Marilyn J. Salzman
Hearing Site: New York, NY
| | |
| 09-00228 | 10/12/2009 | Claimant(s): Robert Logan
Claimant Lawyers(s): Robert Logan
Respondent(s): Anthony Inkumsah, Ekn Financial Services Inc.
Respondent Lawyers(s): Bradley D. Schnur
Arbitrator(s): Robert Pincus, Marilyn J. Salzman, Susan L. Smithline
Hearing Site: New York, NY
|  | $18,175 |
| 08-02268 | 01/21/2009 | Claimant(s): Esther Hutterer
Claimant Lawyers(s): Esther Hutterer
Respondent(s): Frank Quartararo
Respondent Lawyers(s): Frank Anthony Quartararo
Arbitrator(s): Marilyn J. Salzman
Hearing Site: New York, NY
| | $0 |
| 07-02178 | 05/09/2008 | Claimant(s): Alfred Baker
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Wildredo Felix, Primex Prime Electronic Execution
Respondent Lawyers(s): Wildredo Felix, Wilfredo Felix
Arbitrator(s): Marilyn J. Salzman, Michael J. Tully, Edwin I. Levy
Hearing Site: New York, NY
| | $17,130 |
