Potomac Analytics' Logo

FINRA Awards for Richard Coale

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0015405/14/2014Claimant(s): Richard Coale, Robert Hannam, Ronald White
Claimant Lawyers(s): Daniel Marino
Respondent(s): Christopher Dumont, Banc of America Investment Services Inc.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Thomas Caiaffa, Julian F. Santos, Kenneth J. Horowitz
Hearing Site: Newark, NJ
10-0500505/27/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Richard Coale
Respondent Lawyers(s): Richard L. Coale
Arbitrator(s): Marilyn J. Salzman
Hearing Site: Philadelphia, PA

2 Results

Display: