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FINRA Awards for HSBC Securities (Usa) Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0192207/25/2012Claimant(s): Suzanne Nitzberg
Claimant Lawyers(s): Suzanne H. Nitzberg
Respondent(s): HSBC Securities (Usa) Inc.
Respondent Lawyers(s): Jane H. Kauh
Arbitrator(s): Roger M. Deitz, Bernard A. Friedman, Kumar Atmakuri Ram
Hearing Site: New York, NY

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