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FINRA Awards for Ann P. Bruch

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0229811/25/2015Claimant(s): NNN Aventura Harbor 17, NNN Las Colinas Highlands 22
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Andre Labarbera
Respondent Lawyers(s): Andre Vincent Labarbera
Arbitrator(s): Martin A. Edelstein, Ann P. Bruch, Ellen Dolores Walsh
Hearing Site: New York, NY
Checkmark Icon$0
13-0057006/19/2015Claimant(s): Michael Regina, Patrick Teutonico
Claimant Lawyers(s): Michael Regina, Patrick Teutonico
Respondent(s): Matthew DiGregorio
Respondent Lawyers(s): Gus Michael Farinella
Arbitrator(s): Mark Hammaren, Cheryl H. Agris, Ann P. Bruch
Hearing Site: New York, NY
13-0298506/20/2014Claimant(s): Ehud Arad, A.N.R. Investment Company Ltd.
Claimant Lawyers(s): David E. Bamberger
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Selma Moy, Nancy Kramer, Ann P. Bruch
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12504
11-0323903/12/2013Claimant(s): Donna Cleveland
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): James J. Fishman, Evdokia Sofos, Ann P. Bruch
Hearing Site: New York, NY
Checkmark Icon$0

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