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FINRA Awards for Mark Hammaren

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0143106/14/2023Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Robert Cohen
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Mark Hammaren, Thomas M. Madden, Melinda George-Bristol
Hearing Site: New York, NY
13-0057006/19/2015Claimant(s): Michael Regina, Patrick Teutonico
Claimant Lawyers(s): Michael Regina, Patrick Teutonico
Respondent(s): Matthew DiGregorio
Respondent Lawyers(s): Gus Michael Farinella
Arbitrator(s): Mark Hammaren, Cheryl H. Agris, Ann P. Bruch
Hearing Site: New York, NY
10-0387911/08/2011Claimant(s): Martin Kupferberg and Dora Kupferberg
Claimant Lawyers(s): Timothy Feil
Respondent(s): Edward Scro, Alternative Wealth Strategies., Seniors Resource
Respondent Lawyers(s): Edward Scro, James C. Gaul
Arbitrator(s): Martin Mushkin, Mark Hammaren, John Michael Richardson
Hearing Site: New York, NY
Checkmark Icon$70,300

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