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FINRA Awards for Robert Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0113403/08/2024Claimant(s): Robert Cohen
Claimant Lawyers(s): Robert David Cohen
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Ted M. Rosen, Michael J. Contrastano, Serge Krimnus
Hearing Site: New York, NY
19-0143106/14/2023Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Robert Cohen
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Mark Hammaren, Thomas M. Madden, Melinda George-Bristol
Hearing Site: New York, NY
08-0066001/16/2009Claimant(s): Robert Cohen
Claimant Lawyers(s): Anthony Carabba
Respondent(s): James Bovino, Trinity Trading Corp.
Respondent Lawyers(s): George A. Sirignano
Arbitrator(s): Rebecca A. Novak, Nancy Plesser Wendell, Ira L. Blankstein
Hearing Site: New York, NY

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