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FINRA Awards for Steve Mangold

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0008411/30/2023Claimant(s): Frank Palumbo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners, Sanders Morris Harris LLC
Respondent Lawyers(s): John Gardini, Steve Mangold
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
20-0090110/27/2020Claimant(s): James Neuenschwander
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanders Morris Harris.
Respondent Lawyers(s): Steve Mangold
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
19-0221103/06/2020Claimant(s): Edward William Kissinger
Claimant Lawyers(s): Rachel N. Mech
Respondent(s): Sanders Morris Harris LLC
Respondent Lawyers(s): Steve Mangold
Arbitrator(s): Catherine Esther Bocskor
Hearing Site: Baltimore, MD

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