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FINRA Awards for James Neuenschwander

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0090012/14/2020Claimant(s): James Neuenschwander
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): IFG Network Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
20-0090110/27/2020Claimant(s): James Neuenschwander
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanders Morris Harris.
Respondent Lawyers(s): Steve Mangold
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
18-0037610/16/2018Claimant(s): Marsha Neuenschwander
Claimant Lawyers(s): Marsha M. Neuenschwander
Respondent(s): Elsa Cazares, James Neuenschwander, Michael Neuenschwander
Respondent Lawyers(s): Robert E. Menje
Arbitrator(s): Robert H. Putnam, Michael J. Ahlstrom, Coleman Robert Perry
Hearing Site: Nashville, TN
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