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FINRA Awards for Ronald J. Ricci

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0067006/03/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kevin B. Walker
Respondent(s): Peter Thompson
Respondent Lawyers(s): Brian J. Sommer
Arbitrator(s): Karin A. Schlosser, Michael S. Berman, Ronald J. Ricci
Hearing Site: Pittsburgh, PA
06-0281809/15/2008Claimant(s): Donald Dailey
Claimant Lawyers(s): Arnold Y. Steinberg
Respondent(s): Legg Mason Wood Walker, John Russell
Respondent Lawyers(s): Jason W. Gaarder
Arbitrator(s): Jay H. Feldstein, N. John Marinack, Ronald J. Ricci
Hearing Site: Pittsburgh, PA
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