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FINRA Awards for Marion J. Vomhof

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0219212/20/2012Claimant(s): First Allied Securities.
Claimant Lawyers(s): Marion J. Vomhof
Respondent(s): Todd Fritz
Respondent Lawyers(s): Todd Allen Fritz
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
09-0088808/04/2009Claimant(s): First Allied Securities.
Claimant Lawyers(s): Marion J. Vomhof
Respondent(s): Anthony Troia
Respondent Lawyers(s): Anthony Charles Troia
Arbitrator(s): Eric J. Sussman
Hearing Site: New York, NY
07-0279210/30/2008Claimant(s): First Allied Securities.
Claimant Lawyers(s): Marion J. Vomhof
Respondent(s): Stephen Brown
Respondent Lawyers(s): Robert S. Banks
Arbitrator(s): Gregory L. Abbott, Grant E. Griffith, Michael G. Hanlon
Hearing Site: Portland, OR

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